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Christopher Commission
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151	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-13 22:42:35 Business United States securities law Self-regulatory organizations Regulation NMS Investment Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Christopher Cox NASDAQ Stock market United States Securities and Exchange Commission Economy of the United States
152	Microsoft Word - SEC Cox Open.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial economics Christopher Cox United States securities law U.S. Securities and Exchange Commission Credit rating agency Sarbanes–Oxley Act Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Finance Business United States corporate law
153	Microsoft Word[removed]Americas Capital Markets- Maintaining our lead in the 21st Century.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 107th United States Congress Corporate governance Sarbanes–Oxley Act United States corporate law United States securities law Financial economics U.S. Securities and Exchange Commission Initial public offering Christopher Cox Business Auditing Finance
154	Notice and Request for Comment: Proposed Amendments to NI[removed]Registration Requirements and Exemptions and to Companion Policy 31-103CP Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-31 15:33:35 Finance Business United States Securities and Exchange Commission United States corporate law Exempt market dealer Securities Act Canadian securities regulation Regulation S-K Christopher Cox Financial economics United States securities law Investment
155	Microsoft Word[removed]MGO Cox op st.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Corporate governance United States corporate law Corporations law 107th United States Congress Sarbanes–Oxley Act Christopher Cox U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Business Accountancy Auditing
156	PROTECTING INVESTORS AND FOSTERING EFFICIENT MARKETS: A REVIEW OF THE SEC AGENDA HEARING BEFORE THE Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Auditing Corporate governance United States corporate law United States securities law Finance Christopher Cox Sarbanes–Oxley Act U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Corporate crime Accountancy Business
157	St. Christopher House Policy Title: Risk Management Policy Approved by: St. Christopher House Board of Directors Approval date: 2005 Revision dates: May 2012 / / Add to Reading List Source URL: www.westnh.org Language: English - Date: 2014-06-30 17:33:50 Ethics Actuarial science Safety engineering Security Occupational safety and health Insurance Committee of Sponsoring Organizations of the Treadway Commission IT risk management Risk Management Risk management
158	Testimony of Christopher Cox Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 United States securities law Auditing United States corporate law SEC filings Christopher Cox U.S. Securities and Exchange Commission Generally Accepted Accounting Principles Financial statement Securities fraud Finance Business Accountancy
159	Comments on File No. SR-BSE[removed]; Notice of Filing of Proposed Rule Change and Amendment No. 2, 3, and 4 to Proposed Rule Change to Modify the Information Co... Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-27 12:43:20 Finance Investment United States securities law Financial markets 73rd United States Congress Regulation NMS Securities Exchange Act Boston Options Exchange Christopher Cox United States Securities and Exchange Commission Stock market Financial economics
160	Reasons and Decision: In the Matter of Imagin Diagnostic Centres Inc., Patrick J. Rooney, Cynthia Jordan, Allan Mccaffrey, Michael Shumacher, Christopher Smith, Melvyn Harris and Michael Zelyony Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 18:00:50 Settlement Securities regulation in the United States Securities Commission Business Imagin Stock market Security

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